Net capital rule

Results: 731



#Item
171Macroeconomics / Economic indicators / Economy of the United States / Current account / Balance of payments / Balance of trade / United States public debt / Financial position of the United States / Net capital rule / Economics / International economics / National accounts

NEWS RELEASE EMBARGOED UNTIL RELEASE AT 8:30 A.M. EDT, WEDNESDAY, September 17, 2014 Sarah Scott: ([removed]BEA 14-45

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Source URL: bea.gov

Language: English - Date: 2014-09-17 08:30:02
172Finance / Public Company Accounting Oversight Board / Auditing Standards Board / Audit / Statements on Auditing Standards / Regulation S-X / Sarbanes–Oxley Act / Internal control / Net capital rule / Auditing / Accountancy / Business

1666 K Street, N.W. Washington, DC[removed]Telephone: ([removed]Facsimile: ([removed]www.pcaobus.org

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Source URL: pcaobus.org

Language: English - Date: 2014-06-26 11:24:53
173Financial services / Corporate crime / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investment Advisers Act / Broker-dealer / Registered Investment Advisor / Net capital rule / Financial economics / Financial regulation / Finance

September 17, 2014 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F St., N.E.

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Source URL: www.sec.gov

Language: English - Date: 2014-09-18 15:50:37
174Foreign direct investment / International business / Macroeconomics / International relations / Financial position of the United States / Net capital rule / Economics / International economics / Development

GROWTH MODERATES IN THE FOURTH QUARTER

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Source URL: www.bea.gov

Language: English - Date: 2014-09-25 08:30:02
175Financial regulation / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 29, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in

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Source URL: www.sec.gov

Language: English - Date: 2014-09-29 06:14:31
176Broker / Employment / Marketing / Business broker / Net capital rule / Occupations / Real estate broker / Business

What is a Managing Broker and what does Managing Broker Eligible mean? A broker company must designate to the Commission a managing broker responsible for the company. Having the designation of Managing Broker Eligible o

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Source URL: www.in.gov

Language: English - Date: 2014-12-01 14:10:31
177Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 15, 2014 The U.S. Securities and Exchange Commission (Commission) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2014-09-15 06:29:10
178Foreign direct investment / International business / Macroeconomics / International relations / Financial position of the United States / Net capital rule / Economics / International economics / Development

GROWTH MODERATES IN THE FOURTH QUARTER

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Source URL: bea.gov

Language: English - Date: 2014-09-25 08:30:02
179Macroeconomics / Economic indicators / Economy of the United States / Current account / Balance of payments / Balance of trade / United States public debt / Financial position of the United States / Net capital rule / Economics / International economics / National accounts

NEWS RELEASE EMBARGOED UNTIL RELEASE AT 8:30 A.M. EDT, WEDNESDAY, September 17, 2014 Sarah Scott: ([removed]BEA 14-45

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Source URL: www.bea.gov

Language: English - Date: 2014-09-17 08:30:02
180Financial services / Corporate crime / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investment Advisers Act / Broker-dealer / Registered Investment Advisor / Net capital rule / Financial economics / Financial regulation / Finance

September 17, 2014 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F St., N.E.

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Source URL: www.consumerfed.org

Language: English - Date: 2014-09-18 14:37:09
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